Q4 2013 13F Holders as of 12/31/2013
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Type / Class
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Equity / Preferred Stock
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Shares outstanding
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20.4M
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Number of holders
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33
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Total 13F shares, excl. options
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2.28M
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Shares change
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-2.5K
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Total reported value, excl. options
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$46.8M
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Value change
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-$50.9K
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Number of sells
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-1
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Price
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$20.53
Significant Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q4 2013
33 filings reported holding DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock as of Q4 2013.
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.28M shares
of 20.4M outstanding shares and own 11.16% of the company stock.
Largest 10 shareholders include Oxbow Advisors, LLC (355K shares), MARINER INVESTMENT GROUP LLC (300K shares), RAYMOND JAMES & ASSOCIATES (250K shares), SIT INVESTMENT ASSOCIATES INC (238K shares), Relative Value Partners, LLC (202K shares), Invesco Ltd. (189K shares), WELLS FARGO & COMPANY/MN (167K shares), Saba Capital Management, L.P. (111K shares), KCG HOLDINGS, INC. (71.7K shares), and KMS FINANCIAL SERVICES, INC (54.6K shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.