Q3 2015 13F Holders as of 9/30/2015
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Type / Class
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Equity / Common Shares
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Shares outstanding
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11.2M
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Number of holders
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40
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Total 13F shares, excl. options
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8.43M
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Shares change
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+48.2K
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Total reported value, excl. options
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$82.7M
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Value change
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+$461K
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Number of buys
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13
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Number of sells
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-15
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Price
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$9.80
Significant Holders of GDL FUND - Common Shares (GDL) as of Q3 2015
42 filings reported holding GDL - GDL FUND - Common Shares as of Q3 2015.
GDL FUND - Common Shares (GDL) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8.43M shares
of 11.2M outstanding shares and own 75.05% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (2.28M shares), GAMCO INVESTORS, INC. ET AL (1.6M shares), Glacier Peak Capital LLC (777K shares), PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. (544K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (386K shares), CORNERSTONE ADVISORS INC (296K shares), Advisors Asset Management, Inc. (268K shares), MORGAN STANLEY (252K shares), FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (243K shares), and 1607 Capital Partners, LLC (229K shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.