GDL FUND - Common Shares (GDL)

Q1 2017 13F Holders as of 3/31/2017

Type / Class
Equity / Common Shares
Shares outstanding
11.2M
Number of holders
40
Total shares
9.1M
Shares change
+430K
Total reported value, excl. options
$89.6M
Value change
+$4.23M
Number of buys
16
Number of sells
-17
Price
$9.84

Significant Holders of GDL FUND - Common Shares (GDL) as of Q1 2017

39 filings reported holding GDL - GDL FUND - Common Shares as of Q1 2017.
GDL FUND - Common Shares (GDL) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 9.1M shares of 11.2M outstanding shares and own 81% of the company stock.
Largest 10 shareholders include GABELLI & Co INVESTMENT ADVISERS, INC. (1.46M shares), LAZARD ASSET MANAGEMENT LLC (1.35M shares), Advisors Asset Management, Inc. (1.02M shares), Glacier Peak Capital LLC (953K shares), RAYMOND JAMES & ASSOCIATES (695K shares), Deschutes Portfolio Strategy, LLC (569K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (385K shares), FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (354K shares), CORNERSTONE ADVISORS INC (325K shares), and Horizon Kinetics LLC (293K shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.