GDL FUND - Common Shares (GDL)

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / Common Shares
Shares outstanding
11,235,253
Total 13F shares
9,100,046
Share change
+429,845
Total reported value
$89,572,000
Price per share
$9.84
Number of holders
40
Value change
+$4,230,319
Number of buys
16
Number of sells
17

Institutional Holders of GDL FUND - Common Shares (GDL) as of Q1 2017

As of 31 Mar 2017, GDL FUND - Common Shares (GDL) was held by 40 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,100,046 shares. The largest 10 holders included GABELLI & Co INVESTMENT ADVISERS, INC., LAZARD ASSET MANAGEMENT LLC, Advisors Asset Management, Inc., Glacier Peak Capital LLC, RAYMOND JAMES & ASSOCIATES, Deschutes Portfolio Strategy, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, CORNERSTONE ADVISORS INC, and Horizon Kinetics LLC. This page lists 40 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.