GDL FUND - Common Shares (GDL)

Q3 2018 13F Holders as of 9/30/2018

Type / Class
Equity / Common Shares
Shares outstanding
11.2M
Number of holders
39
Total 13F shares, excl. options
7.34M
Shares change
-84.1K
Total reported value, excl. options
$65.9M
Value change
-$774K
Number of buys
20
Number of sells
-15
Price
$9.09

Significant Holders of GDL FUND - Common Shares (GDL) as of Q3 2018

43 filings reported holding GDL - GDL FUND - Common Shares as of Q3 2018.
GDL FUND - Common Shares (GDL) has 39 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7.34M shares of 11.2M outstanding shares and own 65.29% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (1.29M shares), Relative Value Partners Group, LLC (1.06M shares), RAYMOND JAMES & ASSOCIATES (899K shares), GABELLI & Co INVESTMENT ADVISERS, INC. (741K shares), Matisse Capital (480K shares), CORNERSTONE ADVISORS INC (433K shares), FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (365K shares), BANK OF AMERICA CORP /DE/ (318K shares), GAMCO INVESTORS, INC. ET AL (302K shares), and MORGAN STANLEY (245K shares).
This table shows the top 39 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.