Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / Common Shares
-
Number of holders
-
40
-
Total 13F shares, excl. options
-
1.51M
-
Shares change
-
+226K
-
Total reported value, excl. options
-
$15.4M
-
Value change
-
+$2.22M
-
Number of buys
-
20
-
Number of sells
-
-25
-
Price
-
$10.23
Significant Holders of Gabelli Global Small & Mid Cap Value Trust - Common Shares (GGZ) as of Q3 2014
51 filings reported holding GGZ - Gabelli Global Small & Mid Cap Value Trust - Common Shares as of Q3 2014.
Gabelli Global Small & Mid Cap Value Trust - Common Shares (GGZ) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.51M shares
.
Largest 10 shareholders include MORGAN STANLEY (411K shares), Karpus Management, Inc. (396K shares), LAZARD ASSET MANAGEMENT LLC (124K shares), FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (73K shares), WELLS FARGO & COMPANY/MN (59.3K shares), GAMCO INVESTORS, INC. ET AL (52.8K shares), VSR Financial Services, Inc. (48.7K shares), BANK OF AMERICA CORP /DE/ (42.2K shares), Invesco Ltd. (34.9K shares), and UBS AG (34.1K shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.