Q3 2023 13F Holders as of 9/30/2023
-
Type / Class
-
Equity / Common Shares
-
Shares outstanding
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33.1M
-
Number of holders
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41
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Total 13F shares, excl. options
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8.42M
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Shares change
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-116K
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Total reported value, excl. options
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$114M
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Value change
-
-$1.96M
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Number of buys
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26
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Number of sells
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-11
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Price
-
$13.50
Significant Holders of Guggenheim Active Allocation Fund - Common Shares (GUG) as of Q3 2023
44 filings reported holding GUG - Guggenheim Active Allocation Fund - Common Shares as of Q3 2023.
Guggenheim Active Allocation Fund - Common Shares (GUG) has 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8.42M shares
of 33.1M outstanding shares and own 25.47% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (2.14M shares), Saba Capital Management, L.P. (989K shares), BANK OF AMERICA CORP /DE/ (986K shares), GUGGENHEIM CAPITAL LLC (950K shares), COHEN & STEERS, INC. (926K shares), Penserra Capital Management LLC (291K shares), WELLS FARGO & COMPANY/MN (260K shares), Relative Value Partners Group, LLC (215K shares), Baird Financial Group, Inc. (207K shares), and CORRADO ADVISORS, LLC (193K shares).
This table shows the top 41 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.