Q1 2014 13F Holders as of 3/31/2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
157
-
Total 13F shares, excl. options
-
31.5M
-
Shares change
-
+490K
-
Total reported value, excl. options
-
$444M
-
Value change
-
+$3.17M
-
Put/Call ratio
-
2.99
-
Number of buys
-
93
-
Number of sells
-
-51
-
Price
-
$14.07
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2014
178 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q1 2014.
Hercules Capital, Inc. - COM (HTGC) has 157 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 31.5M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.85M shares), NORTHERN TRUST CORP (1.69M shares), COMERICA BANK (1.6M shares), BlackRock Fund Advisors (1.53M shares), UBS AG (1.19M shares), EDGE ASSET MANAGEMENT, INC (1.11M shares), MORGAN STANLEY (1.05M shares), State Street Corp (1.03M shares), Advisors Asset Management, Inc. (1.03M shares), and Robeco Institutional Asset Management B.V. (1.02M shares).
This table shows the top 157 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.