Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
135
-
Total 13F shares, excl. options
-
26.2M
-
Shares change
-
-3.1M
-
Total reported value, excl. options
-
$379M
-
Value change
-
-$47.9M
-
Number of buys
-
71
-
Number of sells
-
-75
-
Price
-
$14.46
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2014
170 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2014.
Hercules Capital, Inc. - COM (HTGC) has 135 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 26.2M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.89M shares), EDGE ASSET MANAGEMENT, INC (1.59M shares), UBS AG (1.28M shares), LSV ASSET MANAGEMENT (1.04M shares), CARDINAL CAPITAL MANAGEMENT LLC /CT (1.03M shares), Advisors Capital Management, LLC (1.01M shares), Invesco Ltd. (982K shares), Robeco Institutional Asset Management B.V. (907K shares), Laffer Investments (763K shares), and WELLS FARGO & COMPANY/MN (738K shares).
This table shows the top 135 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.