Q4 2015 13F Holders as of 12/31/2015
-
Type / Class
-
Equity / COM
-
Number of holders
-
141
-
Total 13F shares, excl. options
-
28.8M
-
Shares change
-
+921K
-
Total reported value, excl. options
-
$351M
-
Value change
-
+$12.7M
-
Put/Call ratio
-
0.87
-
Number of buys
-
60
-
Number of sells
-
-75
-
Price
-
$12.19
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2015
165 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q4 2015.
Hercules Capital, Inc. - COM (HTGC) has 141 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 28.8M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.93M shares), EDGE ASSET MANAGEMENT, INC (1.61M shares), ALLIANCEBERNSTEIN L.P. (1.47M shares), UBS Group AG (1.45M shares), ROYAL BANK OF CANADA (1.43M shares), WELLINGTON MANAGEMENT GROUP LLP (1.25M shares), Invesco Ltd. (1.19M shares), CARDINAL CAPITAL MANAGEMENT LLC /CT (1.06M shares), Advisors Capital Management, LLC (1M shares), and PRINCIPAL FINANCIAL GROUP INC (1M shares).
This table shows the top 141 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.