Q1 2016 13F Holders as of 3/31/2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
139
-
Total 13F shares, excl. options
-
28.7M
-
Shares change
-
-116K
-
Total reported value, excl. options
-
$345M
-
Value change
-
-$1.71M
-
Put/Call ratio
-
0.28
-
Number of buys
-
59
-
Number of sells
-
-60
-
Price
-
$12.01
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2016
159 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q1 2016.
Hercules Capital, Inc. - COM (HTGC) has 139 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 28.7M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.97M shares), ROYAL BANK OF CANADA (1.67M shares), EDGE ASSET MANAGEMENT, INC (1.59M shares), UBS Group AG (1.52M shares), ALLIANCEBERNSTEIN L.P. (1.47M shares), WELLINGTON MANAGEMENT GROUP LLP (1.41M shares), NORTHPOINTE CAPITAL LLC (1.07M shares), PRINCIPAL FINANCIAL GROUP INC (1.06M shares), Invesco Ltd. (972K shares), and Advisors Capital Management, LLC (949K shares).
This table shows the top 139 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.