Q4 2016 13F Holders as of 12/31/2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
155
-
Total 13F shares, excl. options
-
34.5M
-
Shares change
-
+2.77M
-
Total reported value, excl. options
-
$486M
-
Value change
-
+$39.4M
-
Put/Call ratio
-
0.42
-
Number of buys
-
89
-
Number of sells
-
-48
-
Price
-
$14.11
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2016
165 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q4 2016.
Hercules Capital, Inc. - COM (HTGC) has 155 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 34.5M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.94M shares), Muzinich & Co., Inc. (1.96M shares), UBS Group AG (1.82M shares), ROYAL BANK OF CANADA (1.8M shares), EDGE ASSET MANAGEMENT, INC (1.67M shares), WELLINGTON MANAGEMENT GROUP LLP (1.57M shares), WELLS FARGO & COMPANY/MN (1.47M shares), NORTHPOINTE CAPITAL LLC (1.44M shares), PRINCIPAL FINANCIAL GROUP INC (1.26M shares), and ALLIANCEBERNSTEIN L.P. (1.16M shares).
This table shows the top 155 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.