Q3 2017 13F Holders as of 9/30/2017
-
Type / Class
-
Equity / COM
-
Number of holders
-
147
-
Total 13F shares, excl. options
-
32.6M
-
Shares change
-
-2.56M
-
Total reported value, excl. options
-
$420M
-
Value change
-
-$33.7M
-
Put/Call ratio
-
0.99
-
Number of buys
-
72
-
Number of sells
-
-81
-
Price
-
$12.90
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2017
181 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2017.
Hercules Capital, Inc. - COM (HTGC) has 147 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 32.6M shares
.
Largest 10 shareholders include Muzinich & Co., Inc. (3.15M shares), PRICE T ROWE ASSOCIATES INC /MD/ (3.04M shares), PRINCIPAL FINANCIAL GROUP INC (3.02M shares), UBS Group AG (2.3M shares), ROYAL BANK OF CANADA (1.76M shares), WELLS FARGO & COMPANY/MN (1.38M shares), ARES MANAGEMENT LLC (1.08M shares), Advisors Capital Management, LLC (884K shares), GUGGENHEIM CAPITAL LLC (883K shares), and NORTHPOINTE CAPITAL LLC (826K shares).
This table shows the top 147 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.