Q4 2017 13F Holders as of 12/31/2017
-
Type / Class
-
Equity / COM
-
Number of holders
-
156
-
Total 13F shares, excl. options
-
32.1M
-
Shares change
-
+357K
-
Total reported value, excl. options
-
$421M
-
Value change
-
+$4.81M
-
Put/Call ratio
-
3.58
-
Number of buys
-
69
-
Number of sells
-
-72
-
Price
-
$13.12
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q4 2017
180 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q4 2017.
Hercules Capital, Inc. - COM (HTGC) has 156 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 32.1M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.92M shares), Muzinich & Co., Inc. (2.76M shares), PRINCIPAL FINANCIAL GROUP INC (2.47M shares), UBS Group AG (2.25M shares), WELLS FARGO & COMPANY/MN (1.51M shares), NORTHPOINTE CAPITAL LLC (1.21M shares), ARES MANAGEMENT LLC (1.08M shares), GUGGENHEIM CAPITAL LLC (857K shares), MILLENNIUM MANAGEMENT LLC (855K shares), and Advisors Capital Management, LLC (852K shares).
This table shows the top 156 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.