Q1 2018 13F Holders as of 3/31/2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
158
-
Total 13F shares, excl. options
-
31M
-
Shares change
-
-1.39M
-
Total reported value, excl. options
-
$374M
-
Value change
-
-$17.1M
-
Put/Call ratio
-
2.07
-
Number of buys
-
64
-
Number of sells
-
-87
-
Price
-
$12.10
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q1 2018
185 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q1 2018.
Hercules Capital, Inc. - COM (HTGC) has 158 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 31M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.89M shares), PRINCIPAL FINANCIAL GROUP INC (2.39M shares), WELLS FARGO & COMPANY/MN (2.12M shares), Muzinich & Co., Inc. (2.05M shares), UBS Group AG (1.92M shares), ARES MANAGEMENT LLC (1.41M shares), NORTHPOINTE CAPITAL LLC (1.12M shares), Sound Income Strategies, LLC (895K shares), ALLIANCEBERNSTEIN L.P. (827K shares), and CONFLUENCE INVESTMENT MANAGEMENT LLC (807K shares).
This table shows the top 158 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.