Q3 2018 13F Holders as of 9/30/2018
-
Type / Class
-
Equity / COM
-
Number of holders
-
172
-
Total 13F shares, excl. options
-
33.9M
-
Shares change
-
+75.9K
-
Total reported value, excl. options
-
$446M
-
Value change
-
+$1.16M
-
Put/Call ratio
-
2.81
-
Number of buys
-
78
-
Number of sells
-
-72
-
Price
-
$13.16
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2018
196 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2018.
Hercules Capital, Inc. - COM (HTGC) has 172 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 33.9M shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (2.85M shares), PRINCIPAL FINANCIAL GROUP INC (2.34M shares), UBS Group AG (2.28M shares), SHANDA ASSET MANAGEMENT HOLDINGS Ltd (1.63M shares), ARES MANAGEMENT LLC (1.54M shares), Muzinich & Co., Inc. (1.34M shares), Granite Investment Partners, LLC (1.23M shares), Sound Income Strategies, LLC (1.12M shares), WELLS FARGO & COMPANY/MN (1.11M shares), and Advisors Capital Management, LLC (875K shares).
This table shows the top 172 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.