Hercules Capital, Inc. - COM (HTGC)

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / COM
Total 13F shares
34,782,477
Share change
-376,574
Total reported value
$465,057,879
Put/Call ratio
1202%
Price per share
$13.37
Number of holders
168
Value change
-$4,542,931
Number of buys
87
Number of sells
75

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2019

As of 30 Sep 2019, Hercules Capital, Inc. - COM (HTGC) was held by 168 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 34,782,477 shares. The largest 10 holders included SHANDA ASSET MANAGEMENT HOLDINGS Ltd, PRICE T ROWE ASSOCIATES INC /MD/, ROYAL BANK OF CANADA, Sound Income Strategies, LLC, JPMORGAN CHASE & CO, Granite Investment Partners, LLC, UBS Group AG, Muzinich & Co., Inc., Advisors Capital Management, LLC, and WELLS FARGO & COMPANY/MN. This page lists 168 institutional shareholders reporting positions in this security for the Q3 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.