Q3 2019 13F Holders as of 9/30/2019
-
Type / Class
-
Equity / COM
-
Number of holders
-
168
-
Total 13F shares, excl. options
-
34.8M
-
Shares change
-
-377K
-
Total reported value, excl. options
-
$465M
-
Value change
-
-$4.54M
-
Put/Call ratio
-
12.02
-
Number of buys
-
87
-
Number of sells
-
-75
-
Price
-
$13.37
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2019
202 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2019.
Hercules Capital, Inc. - COM (HTGC) has 168 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 34.8M shares
.
Largest 10 shareholders include SHANDA ASSET MANAGEMENT HOLDINGS Ltd (3.51M shares), PRICE T ROWE ASSOCIATES INC /MD/ (2.38M shares), ROYAL BANK OF CANADA (2.2M shares), Sound Income Strategies, LLC (1.9M shares), JPMORGAN CHASE & CO (1.85M shares), Granite Investment Partners, LLC (1.35M shares), UBS Group AG (1.22M shares), Muzinich & Co., Inc. (1.1M shares), Advisors Capital Management, LLC (1.08M shares), and WELLS FARGO & COMPANY/MN (1.02M shares).
This table shows the top 168 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.