Q3 2020 13F Holders as of 9/30/2020
-
Type / Class
-
Equity / COM
-
Number of holders
-
177
-
Total 13F shares, excl. options
-
33.3M
-
Shares change
-
-2.18M
-
Total reported value, excl. options
-
$385M
-
Value change
-
-$24.2M
-
Put/Call ratio
-
1.27
-
Number of buys
-
87
-
Number of sells
-
-86
-
Price
-
$11.57
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2020
217 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2020.
Hercules Capital, Inc. - COM (HTGC) has 177 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 33.3M shares
.
Largest 10 shareholders include SHANDA ASSET MANAGEMENT HOLDINGS Ltd (2.8M shares), PRICE T ROWE ASSOCIATES INC /MD/ (2.4M shares), ROYAL BANK OF CANADA (2.07M shares), Sound Income Strategies, LLC (2.03M shares), JPMORGAN CHASE & CO (1.45M shares), Granite Investment Partners, LLC (1.27M shares), Muzinich & Co., Inc. (1.15M shares), Sumitomo Mitsui Trust Holdings, Inc. (1.14M shares), Advisors Capital Management, LLC (1.08M shares), and VAN ECK ASSOCIATES CORP (955K shares).
This table shows the top 177 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.