Q3 2023 13F Holders as of 9/30/2023
-
Type / Class
-
Equity / COM
-
Number of holders
-
261
-
Total 13F shares, excl. options
-
29.2M
-
Shares change
-
+1.06M
-
Total reported value, excl. options
-
$479M
-
Value change
-
+$18.2M
-
Put/Call ratio
-
0.58
-
Number of buys
-
123
-
Number of sells
-
-85
-
Price
-
$16.42
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2023
291 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2023.
Hercules Capital, Inc. - COM (HTGC) has 261 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 29.2M shares
.
Largest 10 shareholders include Sound Income Strategies, LLC (2.52M shares), VAN ECK ASSOCIATES CORP (2.03M shares), MARSHALL WACE, LLP (1.22M shares), MORGAN STANLEY (1.09M shares), Legal & General Group Plc (1.03M shares), Advisors Capital Management, LLC (1.01M shares), RAYMOND JAMES & ASSOCIATES (890K shares), TWO SIGMA ADVISERS, LP (752K shares), BlackRock Inc. (639K shares), and Gilman Hill Asset Management, LLC (626K shares).
This table shows the top 261 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.