Hercules Capital, Inc. - Domestic Preferreds (HCXY) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2018 to Q1 2024

Type / Class
Equity / Domestic Preferreds
Symbol
HCXY on NYSE
Price per share
$25.30
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Hercules Capital, Inc. - Domestic Preferreds (HCXY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 0.3% $134,730 5,400 TRUIST FINANCIAL CORP 30 Jun 2025

Institutional Holders of Hercules Capital, Inc. - Domestic Preferreds (HCXY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2024 Q1 0 $0 -$10,100 $25.30 0
2023 Q4 800 $20,100 +$20,100 $25.12 2
2022 Q3 0 $0 -$29,000 $25.30 0
2022 Q2 1,155 $29,000 -$5,000 $25.11 1
2022 Q1 1,355 $35,000 +$5,000 $25.49 2
2021 Q4 1,155 $30,798 -$5,000 $26.66 1
2021 Q3 200 $5,000 $0 $25.00 1
2021 Q2 200 $5,000 +$5,000 $25.00 1
2021 Q1 0 $0 -$267,000 $25.30 0
2020 Q4 10,000 $267,000 $0 $26.70 1
2020 Q3 10,000 $266,000 $0 $26.60 1
2020 Q2 10,000 $250,000 $0 $25.00 1
2020 Q1 10,000 $233,000 $0 $23.30 1
2019 Q4 10,000 $263,000 $0 $26.30 1
2019 Q3 10,000 $266,000 $0 $26.60 1
2019 Q2 10,000 $257,000 $0 $25.70 1
2019 Q1 10,000 $249,000 $0 $24.90 1
2018 Q4 10,000 $233,000 +$233,000 $23.30 1