Q3 2020 13F Holders as of 9/30/2020
-
Type / Class
-
Equity / Common Shares
-
Shares outstanding
-
71.4M
-
Number of holders
-
97
-
Total 13F shares, excl. options
-
28.6M
-
Shares change
-
-3.27M
-
Total reported value, excl. options
-
$244M
-
Value change
-
-$27M
-
Number of buys
-
50
-
Number of sells
-
-42
-
Price
-
$8.59
Significant Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares (HFRO) as of Q3 2020
113 filings reported holding HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares as of Q3 2020.
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares (HFRO) has 97 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 28.6M shares
of 71.4M outstanding shares and own 40.1% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (4.72M shares), Thomas J. Herzfeld Advisors, Inc. (2.15M shares), RAYMOND JAMES & ASSOCIATES (1.85M shares), Davidson Kempner Capital Management LP (1.76M shares), ROYAL BANK OF CANADA (1.41M shares), Invesco Ltd. (1.36M shares), WELLS FARGO & COMPANY/MN (1.24M shares), Matisse Capital (1.14M shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (1.1M shares), and PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. (936K shares).
This table shows the top 97 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.