Horizon Technology Finance Corp - COM (HRZN)

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / COM
Total 13F shares
1,991,310
Share change
-98,117
Total reported value
$22,124,000
Put/Call ratio
61%
Price per share
$11.11
Number of holders
32
Value change
-$1,093,418
Number of buys
12
Number of sells
16

Institutional Holders of Horizon Technology Finance Corp - COM (HRZN) as of Q3 2017

As of 30 Sep 2017, Horizon Technology Finance Corp - COM (HRZN) was held by 32 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,991,310 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, GUGGENHEIM CAPITAL LLC, BRIDGEWAY CAPITAL MANAGEMENT INC, LSV ASSET MANAGEMENT, Nuveen Fund Advisors, LLC, MORGAN STANLEY, TWO SIGMA ADVISERS, LP, West Family Investments, Inc., and WELLS FARGO & COMPANY/MN. This page lists 33 institutional shareholders reporting positions in this security for the Q3 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.