Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (UDEC) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2019 to Q4 2025

Type / Class
Equity / Innovator U.S. Equity Ultra Buffer ETF - December
Symbol
UDEC
Shares outstanding
7,747,365
Price per share
$39.64
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
5,512,786
Total reported value
$211,416,278
% of total 13F portfolios
0%
Share change
-2,944,327
Value change
-$111,228,953
Number of holders
114
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (UDEC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Brookstone Capital Management 24% +388% $74,350,251 +$61,288,593 1,875,637 +469% Brookstone Capital Management, LLC 31 Dec 2025

As of 30 Sep 2025, 114 institutional investors reported holding 5,512,786 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (UDEC). This represents 71% of the company’s total 7,747,365 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (UDEC) together control 53% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Brookstone Capital Management 10% 794,662 -67% 0.36% $30,491,181
COMMONWEALTH EQUITY SERVICES, LLC 4.9% 377,687 -7.8% 0.02% $14,492,000
WealthPlan Investment Management, LLC 4.2% 326,162 +6.6% 0.83% $12,514,836
RAYMOND JAMES FINANCIAL INC 3.3% 257,506 -44% 0% $9,880,506
ENVESTNET ASSET MANAGEMENT INC 2.5% 195,692 -33% 0% $7,508,702
OSAIC HOLDINGS, INC. 2.5% 195,687 -6.6% 0.01% $7,368,812
Family Legacy Financial Solutions, LLC 2.2% 171,080 -5.9% 5% $6,564,340
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 2% 151,892 +9.2% 0.34% $5,828,096
Foundations Investment Advisors, LLC 1.9% 147,230 -4.2% 0.08% $5,649,215
Trek Financial, LLC 1.8% 141,131 -16% 0.32% $5,415,196
Kestra Advisory Services, LLC 1.7% 128,162 -2.4% 0.02% $4,917,576
KFG WEALTH MANAGEMENT, LLC 1.6% 126,601 -6.7% 0.7% $4,857,679
Triumph Capital Management 1.5% 118,671 -0.51% 1.2% $4,553,406
Mach-1 Financial Group, LLC 1.3% 98,269 0.6% $3,770,582
Integrity Advisory Solutions, LLC 1.3% 98,269 0% 0.6% $3,770,582
Berger Financial Group, Inc 1.1% 87,821 -7.3% 0.2% $3,369,692
Encompass More Asset Management 1.1% 85,936 -30% 0.63% $3,297,364
MILESTONE ASSET MANAGEMENT, LLC 1.1% 85,273 -0.06% 0.62% $3,271,925
WealthPLAN Partners, LLC 1.1% 82,849 +1.4% 0.48% $3,178,916
CENTRAL VALLEY ADVISORS, LLC 1% 78,121 -0.26% 0.93% $2,997,502
Cetera Investment Advisers 0.9% 69,598 +39% 0% $2,670,475
Cambridge Investment Research Advisors, Inc. 0.86% 66,987 +0.61% 0.01% $2,570,000
Kellett Wealth Advisors, LLC 0.86% 66,602 -0.93% 1.5% $2,555,519
ASHTON THOMAS SECURITIES, LLC 0.82% 63,543 0% 0.34% $2,438,145
HighTower Advisors, LLC 0.79% 61,060 -61% 0% $2,342,872

Institutional Holders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December (UDEC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 184,320 $7,310,084 +$678,993 $39.64 9
2025 Q3 5,512,786 $211,416,278 -$111,228,953 $38.37 114
2025 Q2 9,274,087 $337,615,701 +$19,335,632 $36.44 120
2025 Q1 8,649,952 $296,420,392 +$162,636,314 $34.30 101
2024 Q4 3,688,753 $129,482,857 +$68,989,638 $35.09 77
2024 Q3 1,356,910 $47,475,331 -$4,723,573 $35.00 53
2024 Q2 1,492,624 $51,196,800 -$16,923,998 $34.29 55
2024 Q1 1,977,010 $66,052,865 -$7,732,033 $33.42 54
2023 Q4 2,222,304 $71,316,162 +$12,262,541 $32.04 58
2023 Q3 1,833,727 $53,882,473 -$2,398,923 $29.38 48
2023 Q2 1,901,542 $57,378,643 -$18,977,368 $30.19 49
2023 Q1 2,500,209 $71,290,272 +$16,450,137 $28.51 56
2022 Q4 1,962,436 $53,972,435 +$18,386,859 $27.43 49
2022 Q3 843,880 $23,472,456 -$2,482,167 $27.89 32
2022 Q2 931,763 $25,902,964 -$647,378 $27.82 35
2022 Q1 946,455 $28,024,998 +$8,168,394 $29.85 36
2021 Q4 647,899 $19,552,635 +$2,099,930 $30.28 32
2021 Q3 541,344 $16,034,805 +$454,425 $29.61 26
2021 Q2 502,511 $14,821,612 -$13,928,025 $29.49 27
2021 Q1 987,913 $28,833,163 -$6,237,305 $28.98 33
2020 Q4 1,191,457 $33,902,366 +$21,166,022 $28.46 27
2020 Q3 432,870 $11,838,000 +$1,240,908 $27.33 16
2020 Q2 388,722 $10,322,000 +$4,407,208 $26.51 15
2020 Q1 228,426 $5,722,000 +$1,254,981 $24.60 13
2019 Q4 174,410 $4,670,000 +$4,161,998 $26.67 12