Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2018 to Q4 2025

Type / Class
Equity / Innovator S&P 500 Ultra Buffer ETF - October
Symbol
UOCT
Shares outstanding
6,158,667
Price per share
$39.04
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,290,834
Total reported value
$88,029,151
% of total 13F portfolios
0%
Share change
-474,637
Value change
-$17,843,161
Number of holders
68
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Brookstone Capital Management 27% +2545% $63,884,399 +$61,603,326 1,649,907 +2701% Brookstone Capital Management, LLC 30 Nov 2025

As of 30 Sep 2025, 68 institutional investors reported holding 2,290,834 shares of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT). This represents 37% of the company’s total 6,158,667 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) together control 31% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
COMMONWEALTH EQUITY SERVICES, LLC 5.2% 319,864 -1.9% 0.02% $12,292,000
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 3.5% 216,375 +6.4% 0.48% $8,315,291
MERCER GLOBAL ADVISORS INC /ADV 1.9% 115,518 0.01% $4,439,250
CWM, LLC 1.8% 112,452 +0.79% 0.01% $4,322,000
Kestra Advisory Services, LLC 1.5% 90,911 +36% 0.02% $3,493,710
Advisory Services Network, LLC 1.4% 86,884 0% 0.05% $3,338,952
Brookstone Capital Management 1.3% 79,053 +38% 0.04% $3,038,007
IHT Wealth Management, LLC 1.2% 72,687 -21% 0.07% $2,812,228
IMG Wealth Management, Inc. 1.1% 69,448 +12% 1.8% $2,668,887
ENVESTNET ASSET MANAGEMENT INC 1.1% 68,698 +38% 0% $2,640,064
CENTRAL VALLEY ADVISORS, LLC 1% 61,771 +30% 0.74% $2,373,860
OSAIC HOLDINGS, INC. 0.99% 61,215 -14% 0% $2,329,389
KFG WEALTH MANAGEMENT, LLC 0.95% 58,567 -12% 0.32% $2,250,711
LPL Financial LLC 0.87% 53,394 +13% 0% $2,051,931
Allworth Financial LP 0.86% 52,956 0% 0.01% $2,035,100
Orion Porfolio Solutions, LLC 0.81% 49,696 +16% 0.01% $1,909,817
TRUIST FINANCIAL CORP 0.72% 44,150 -1.9% 0% $1,696,685
SageView Advisory Group, LLC 0.71% 43,489 0% 0.06% $1,671,284
Wood Tarver Financial Group, LLC 0.7% 43,214 -7% 0.49% $1,660,000
Cetera Investment Advisers 0.65% 39,919 +14% 0% $1,534,087
Bedel Financial Consulting, Inc. 0.59% 36,171 -2.6% 0.18% $1,390,044
RAYMOND JAMES FINANCIAL INC 0.49% 30,260 -92% 0% $1,162,892
Sonoma Allocations LLC 0.42% 26,027 0% 0.36% $997,355
AE Wealth Management LLC 0.42% 25,928 +2.4% 0.01% $996,413
Compass Advisory Group LLC 0.4% 24,348 -3.1% 0.26% $935,694

Institutional Holders of Innovator ETFs Trust - Innovator S&P 500 Ultra Buffer ETF - October (UOCT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 179,984 $7,028,357 +$3,326,964 $39.04 7
2025 Q3 2,290,834 $88,029,151 -$17,843,161 $38.43 68
2025 Q2 2,752,146 $101,312,136 -$91,143,511 $36.78 77
2025 Q1 5,254,093 $181,534,128 +$52,952,945 $34.55 77
2024 Q4 3,681,539 $129,916,267 +$68,604,616 $35.28 78
2024 Q3 1,262,522 $43,952,227 -$2,439,552 $34.81 58
2024 Q2 1,333,467 $45,180,632 +$25,868 $34.26 59
2024 Q1 1,331,225 $44,719,685 -$14,578,465 $33.59 55
2023 Q4 1,759,425 $56,972,640 +$10,822,203 $32.37 54
2023 Q3 1,425,900 $43,518,464 +$2,402,689 $30.52 39
2023 Q2 1,305,711 $39,000,405 -$5,350,638 $29.87 48
2023 Q1 1,434,241 $40,935,308 -$12,849,147 $28.52 47
2022 Q4 1,917,043 $52,414,800 +$5,266,413 $27.28 49
2022 Q3 1,583,968 $41,555,111 +$22,641,627 $26.27 34
2022 Q2 718,363 $18,951,956 -$568,070 $26.38 31
2022 Q1 471,444 $13,316,155 -$4,431,220 $28.31 37
2021 Q4 632,811 $18,026,579 +$4,661,105 $28.50 40
2021 Q3 302,650 $8,560,097 -$10,013,170 $27.79 26
2021 Q2 765,896 $21,229,169 -$2,502,855 $27.72 30
2021 Q1 853,966 $23,340,205 -$5,501,119 $27.28 32
2020 Q4 1,061,712 $28,680,888 -$12,842,252 $26.94 33
2020 Q3 1,230,189 $32,117,000 -$2,574,344 $25.97 27
2020 Q2 1,334,165 $33,524,000 -$34,398,368 $24.92 27
2020 Q1 2,702,158 $62,258,000 +$29,817,224 $23.01 28
2019 Q4 1,498,494 $37,649,000 +$6,950,174 $24.94 29
2019 Q3 1,205,200 $30,290,239 -$11,802,599 $24.91 27
2019 Q2 1,680,139 $41,897,061 +$10,293,551 $24.76 28
2019 Q1 1,183,637 $28,996,316 +$495,874 $24.19 23
2018 Q4 1,246,679 $28,724,000 +$28,723,993 $23.03 20