Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
24
-
Total 13F shares, excl. options
-
14.4M
-
Shares change
-
+72.6K
-
Total reported value, excl. options
-
$14.7M
-
Value change
-
-$193K
-
Number of buys
-
8
-
Number of sells
-
-9
-
Price
-
$1.02
Significant Holders of NETLIST INC - COM (NLST) as of Q4 2016
29 filings reported holding NLST - NETLIST INC - COM as of Q4 2016.
NETLIST INC - COM (NLST) has 24 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 14.4M shares
.
Largest 10 shareholders include AWM Investment Company, Inc. (5.68M shares), VANGUARD GROUP INC (1.61M shares), DIALECTIC CAPITAL MANAGEMENT, LP (1.36M shares), PENN CAPITAL MANAGEMENT CO INC (1.34M shares), B. Riley Financial, Inc. (1.28M shares), Fortress Investment Group LLC (1.07M shares), ROYCE & ASSOCIATES LP (1M shares), GEODE CAPITAL MANAGEMENT, LLC (276K shares), MESIROW FINANCIAL INVESTMENT MANAGEMENT - EQUITY MANAGEMENT (140K shares), and BlackRock Fund Advisors (119K shares).
This table shows the top 24 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.