Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
2,731,279
-
Share change
-
+1,984,849
-
Total reported value
-
$45,610,000
-
Price per share
-
$16.70
-
Number of holders
-
25
-
Value change
-
+$33,142,231
-
Number of buys
-
20
-
Number of sells
-
6
Institutional Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q1 2014
As of 31 Mar 2014,
Oxford Lane Capital Corp. - COM (OXLC) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,731,279 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., Serengeti Asset Management LP, MORGAN STANLEY, Wall Street Access Asset Management, LLC, CREDIT SUISSE AG/, BARD ASSOCIATES INC, Selz Capital LLC, Clear Harbor Asset Management, LLC, and DEUTSCHE BANK AG\.
This page lists
25
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.