Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
26
-
Total 13F shares, excl. options
-
2,675,446
-
Shares change
-
-375,069
-
Total reported value, excl. options
-
$41,132,000
-
Value change
-
-$6,250,502
-
Number of buys
-
15
-
Number of sells
-
-10
-
Price
-
$15.33
Significant Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q3 2014
30 filings reported holding OXLC - Oxford Lane Capital Corp. - COM as of Q3 2014.
Oxford Lane Capital Corp. - COM (OXLC) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,675,446 shares
.
Largest 10 shareholders include Artemis Investment Management LLP (850,000 shares), TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. (509,006 shares), SIT INVESTMENT ASSOCIATES INC (277,537 shares), Wall Street Access Asset Management, LLC (217,436 shares), BARD ASSOCIATES INC (104,665 shares), Selz Capital LLC (102,941 shares), DEUTSCHE BANK AG\ (96,456 shares), Clear Harbor Asset Management, LLC (81,383 shares), CSS LLC/IL (59,003 shares), and DIALECTIC CAPITAL MANAGEMENT, LLC (55,000 shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.