Q1 2020 13F Holders as of 31 Mar 2020
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
2,243,763
-
Share change
-
-27,157
-
Total reported value
-
$9,370,000
-
Price per share
-
$4.17
-
Number of holders
-
36
-
Value change
-
-$3,264,014
-
Number of buys
-
24
-
Number of sells
-
24
Institutional Holders of Oxford Lane Capital Corp. - COM (OXLC) as of Q1 2020
As of 31 Mar 2020,
Oxford Lane Capital Corp. - COM (OXLC) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,243,763 shares.
The largest 10 holders included
Neuberger Berman Group LLC, Cetera Advisor Networks LLC, WILEY BROS.-AINTREE CAPITAL, LLC, LPL Financial LLC, COMMONWEALTH EQUITY SERVICES, LLC, Arlington Capital Management, Inc., Freestone Capital Holdings, LLC, WEDBUSH SECURITIES INC, CITADEL ADVISORS LLC, and BARD ASSOCIATES INC.
This page lists
36
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.