Pioneer Floating Rate Fund, Inc. - Common Stock (PHD)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
PHD
Shares outstanding
12,280,456
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
6,290,168
Total reported value
$62,646,096
% of total 13F portfolios
0%
Share change
+1,922,649
Value change
+$19,214,989
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
48
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ABSOLUTE INVESTMENT ADVISERS, LLC 11% $13,725,566 1,400,568 Absolute Investment Advisers, LLC 23 Sep 2025
Almitas Capital LLC 5.7% $6,971,861 699,986 Almitas Capital LLC 30 Sep 2025
As of 30 Sep 2025, Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) has 48 institutional shareholders filing 13F forms. They hold 6,290,168 shares of 12,280,456 outstanding shares (51%) .

Top 25 institutional shareholders own 49% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
ABSOLUTE INVESTMENT ADVISERS, LLC 12% 1,421,772 +1896% 1.8% $14,160,849
Almitas Capital LLC 5.7% 699,986 +107% 1.6% $6,971,861
Quarry LP 4.3% 531,617 +2567% 1.3% $5,294,905
Kovitz Investment Group Partners, LLC 2.9% 360,129 +150% 0.01% $3,586,889
Saba Capital Management, L.P. 2.6% 319,614 0% 0.11% $3,183,355
Advisors Asset Management, Inc. 2.6% 315,610 -8% 0.05% $3,143,476
Invesco Ltd. 2% 249,946 -26% 0% $2,489,462
LAKE STREET PRIVATE WEALTH, LLC 1.9% 232,000 -66% 0.3% $2,310,720
Ethos Financial Group, LLC 1.7% 203,147 -4.8% 0.16% $2,023,339
Clear Creek Financial Management, LLC 1.6% 196,389 +13% 0.17% $1,956,034
BANK OF AMERICA CORP /DE/ 1.4% 173,513 -11% 0% $1,728,185
CSS LLC/IL 1.4% 171,845 +135% 0.1% $1,711,576
MORGAN STANLEY 1.1% 137,192 +3.4% 0% $1,366,432
GUGGENHEIM CAPITAL LLC 1.1% 136,675 -39% 0.01% $1,361,283
ICON ADVISERS INC/CO 1% 126,566 0.28% $1,260,597
ROYAL BANK OF CANADA 0.81% 99,340 +11% 0% $989,000
Noble Wealth Management PBC 0.8% 98,700 +10867% 0.52% $983,052
COHEN & STEERS, INC. 0.73% 90,000 +125% 0% $896,000
ADAPT WEALTH ADVISORS, LLC 0.72% 88,137 0.32% $877,845
Balyasny Asset Management L.P. 0.61% 74,743 +65% 0% $744,440
OSAIC HOLDINGS, INC. 0.55% 67,653 -3.9% 0% $670,170
Fiera Capital Corp 0.53% 64,605 +32% 0% $643,466
Logan Stone Capital, LLC 0.43% 53,003 +41% 0.24% $527,910
WELLS FARGO & COMPANY/MN 0.41% 50,678 +20% 0% $504,751
CAPTRUST FINANCIAL ADVISORS 0.41% 50,231 -1.8% 0% $500,301

Institutional Holders of Pioneer Floating Rate Fund, Inc. - Common Stock (PHD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q4 0 $0 -$3,293,772 0
2025 Q3 6,290,168 $62,646,096 +$19,214,989 996% 48
2025 Q2 4,377,873 $42,990,436 +$6,632,306 982% 50
2025 Q1 3,709,380 $35,105,329 +$4,677,405 947% 43
2024 Q4 3,200,948 $30,999,303 -$305,554 968% 41
2024 Q3 3,210,819 $31,787,550 -$153,099 990% 40
2024 Q2 3,861,123 $37,296,909 +$7,732,163 966% 41
2024 Q1 3,217,394 $31,142,933 -$2,646,679 968% 42
2023 Q4 3,351,692 $30,745,056 +$1,761,695 917% 48
2023 Q3 3,278,511 $29,545,583 -$2,236,545 901% 47
2023 Q2 3,535,626 $30,686,091 +$1,783,465 868% 52
2023 Q1 3,330,172 $28,970,389 -$1,102,865 870% 50
2022 Q4 3,565,864 $31,282,032 -$1,631,869 877% 42
2022 Q3 3,724,643 $32,105,000 +$1,571,282 861.9% 48
2022 Q2 3,540,742 $31,440,694 +$5,211,528 888.01% 47
2022 Q1 2,922,836 $30,600,000 +$2,825,880 1,047.06% 37
2021 Q4 2,636,533 $30,610,000 -$9,671,518 1,160.78% 37
2021 Q3 3,436,305 $39,548,000 +$3,408,553 1,149.16% 37
2021 Q2 3,138,579 $37,455,000 -$1,926,050 1,192.98% 38
2021 Q1 3,302,910 $37,852,000 -$3,339,109 1,145.99% 41
2020 Q4 3,745,738 $38,216,000 -$94,256,225 1,019.99% 46
2020 Q3 12,949,420 $130,820,060 +$5,931,825 1,009.99% 43
2020 Q2 12,356,894 $117,724,000 +$10,617,446 950.98% 46
2020 Q1 11,407,922 $87,330,125 +$3,113,930 764.97% 55
2019 Q4 11,184,399 $122,680,582 +$8,899,893 1,097.02% 55
2019 Q3 10,210,106 $107,472,001 +$7,261,984 1,052.78% 54
2019 Q2 9,514,734 $101,644,053 -$7,109 1,068.99% 56
2019 Q1 9,302,023 $96,835,000 +$8,491,789 1,040.04% 56
2018 Q4 8,841,892 $87,171,000 +$7,350,393 984% 59
2018 Q3 7,912,086 $87,025,989 +$5,490,873 1,102.93% 57
2018 Q2 7,459,765 $83,392,426 +$326,465 1,117.9% 60
2018 Q1 7,380,447 $86,052,274 -$1,546,153 1,165% 52
2017 Q4 7,522,938 $86,304,510 -$10,138,444 1,146.98% 53
2017 Q3 7,728,544 $92,438,758 -$3,733,251 1,195.99% 51
2017 Q2 8,033,001 $95,586,170 -$928,771 1,190.01% 52
2017 Q1 7,897,678 $96,523,276 -$4,250,828 1,221.99% 46
2016 Q4 8,426,602 $100,059,870 -$18,951,177 1,187.03% 53
2016 Q3 9,911,138 $116,933,612 +$9,254,255 1,179.98% 49
2016 Q2 9,081,087 $102,342,457 -$158,224 1,126.99% 49
2016 Q1 9,513,875 $106,378,404 +$5,766,228 1,119.03% 57
2015 Q4 8,892,511 $96,460,828 +$860,159 1,084.96% 60
2015 Q3 8,003,504 $90,580,627 +$10,788,939 1,131.99% 49
2015 Q2 7,409,368 $84,330,740 +$3,040,313 1,138.11% 42
2015 Q1 7,250,342 $84,317,756 +$3,777,943 1,162.93% 44
2014 Q4 7,085,169 $80,616,553 +$9,770,624 1,137.95% 50
2014 Q3 6,081,743 $71,579,628 +$2,869,214 1,175% 41
2014 Q2 5,840,048 $72,826,084 +$1,676,514 1,247% 41
2014 Q1 5,688,445 $71,880,193 +$618,908 1,263.88% 39