Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / EXCHANGE TRADED PRODUCT
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Shares outstanding
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14.8M
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Number of holders
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7
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Total 13F shares, excl. options
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6.54M
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Shares change
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-780K
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Total reported value, excl. options
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$266M
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Value change
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-$30.3M
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Number of buys
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3
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Number of sells
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-5
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Price
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$40.61
Significant Holders of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) as of Q3 2016
9 filings reported holding YLD - PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT as of Q3 2016.
PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) has 7 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.54M shares
of 14.8M outstanding shares and own 44.18% of the company stock.
Largest 9 shareholders include EDGE ASSET MANAGEMENT, INC (6.45M shares), ROYAL BANK OF CANADA (53.3K shares), CITIGROUP INC (15K shares), JANE STREET GROUP, LLC (9.71K shares), LPL Financial LLC (9.47K shares), Private Advisor Group, LLC (5.76K shares), UBS Group AG (320 shares), KCG Holdings, Inc. (0 shares), and PRINCIPAL FINANCIAL GROUP INC (0 shares).
This table shows the top 7 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.