Q4 2018 13F Holders as of 12/31/2018
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Type / Class
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Equity / EXCHANGE TRADED PRODUCT
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Shares outstanding
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14.8M
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Number of holders
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7
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Total 13F shares, excl. options
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141K
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Shares change
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+82.4K
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Total reported value, excl. options
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$5.36M
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Value change
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+$3.06M
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Number of buys
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4
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Number of sells
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-3
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Price
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$37.93
Significant Holders of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) as of Q4 2018
9 filings reported holding YLD - PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT as of Q4 2018.
PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) has 7 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 141K shares
of 14.8M outstanding shares and own 0.96% of the company stock.
Largest 9 shareholders include Cetera Advisor Networks LLC (97.8K shares), LPL Financial LLC (26.5K shares), Private Advisor Group, LLC (7.6K shares), Cetera Investment Advisers (6.55K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (2.34K shares), Winslow, Evans & Crocker, Inc. (366 shares), FLAGSHIP HARBOR ADVISORS, LLC (300 shares), JANE STREET GROUP, LLC (0 shares), and SUSQUEHANNA INTERNATIONAL GROUP, LLP (0 shares).
This table shows the top 7 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.