Type / Class
Equity / EXCHANGE TRADED PRODUCT
Shares outstanding
14.8M
Number of holders
11
Total 13F shares, excl. options
231K
Shares change
+89.7K
Total reported value, excl. options
$9.2M
Value change
+$3.75M
Number of buys
8
Number of sells
-1
Price
$39.81

Significant Holders of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) as of Q1 2019

12 filings reported holding YLD - PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT as of Q1 2019.
PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) has 11 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 231K shares of 14.8M outstanding shares and own 1.56% of the company stock.
Largest 10 shareholders include ASSETMARK, INC (153K shares), LPL Financial LLC (27.8K shares), CITADEL ADVISORS LLC (24.7K shares), Cetera Investment Advisers (10.7K shares), Private Advisor Group, LLC (8.66K shares), ROYAL BANK OF CANADA (2.75K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (2.34K shares), TCG Advisors, LP (400 shares), Winslow, Evans & Crocker, Inc. (366 shares), and FLAGSHIP HARBOR ADVISORS, LLC (300 shares).
This table shows the top 11 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.