Q3 2019 13F Holders as of 9/30/2019
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Type / Class
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Equity / EXCHANGE TRADED PRODUCT
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Shares outstanding
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14.8M
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Number of holders
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16
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Total 13F shares, excl. options
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324K
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Shares change
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+51.6K
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Total reported value, excl. options
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$13M
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Value change
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+$2.07M
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Number of buys
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9
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Number of sells
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-5
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Price
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$40.18
Significant Holders of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) as of Q3 2019
17 filings reported holding YLD - PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT as of Q3 2019.
PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 324K shares
of 14.8M outstanding shares and own 2.19% of the company stock.
Largest 10 shareholders include ASSETMARK, INC (120K shares), CITADEL ADVISORS LLC (58.5K shares), JANE STREET GROUP, LLC (41.6K shares), LPL Financial LLC (31.2K shares), Cetera Investment Advisers (20.5K shares), COMMONWEALTH EQUITY SERVICES, LLC (9.75K shares), FLOW TRADERS U.S. LLC (9.49K shares), UNITED CAPITAL FINANCIAL ADVISERS, LLC (7.69K shares), Cambridge Investment Research Advisors, Inc. (7.48K shares), and Private Advisor Group, LLC (7K shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.