Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Equity / SPECTRUM PFD
-
Total 13F shares
-
375,957
-
Share change
-
-22,224
-
Total reported value
-
$35,768,000
-
Price per share
-
$95.14
-
Number of holders
-
15
-
Value change
-
-$2,139,956
-
Number of buys
-
8
-
Number of sells
-
5
Institutional Holders of PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD (PREF) as of Q3 2018
As of 30 Sep 2018,
PRINCIPAL EXCHANGE TRADED FD - SPECTRUM PFD (PREF) was held by
15 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
375,957 shares.
The largest 10 holders included
PRINCIPAL FINANCIAL GROUP INC, ROYAL BANK OF CANADA, JANE STREET GROUP, LLC, Bank of New York Mellon Corp, BANK OF AMERICA CORP /DE/, Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, COMMONWEALTH EQUITY SERVICES, LLC, Carroll Financial Associates, Inc., and Laurel Wealth Advisors, Inc..
This page lists
15
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.