Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Stock, par value $0.001 per share
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Shares outstanding
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122M
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Number of holders
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16
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Total 13F shares, excl. options
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222K
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Shares change
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-3.12K
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Total reported value, excl. options
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$8.56M
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Value change
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-$111K
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Number of buys
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7
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Number of sells
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-9
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Price
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$38.57
Significant Holders of ALT5 Sigma Corp - Common Stock, par value $0.001 per share (ALTS) as of Q3 2016
19 filings reported holding ALTS - ALT5 Sigma Corp - Common Stock, par value $0.001 per share as of Q3 2016.
ALT5 Sigma Corp - Common Stock, par value $0.001 per share (ALTS) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 222K shares
of 122M outstanding shares and own 0.18% of the company stock.
Largest 10 shareholders include BANK OF AMERICA CORP /DE/ (76.9K shares), AMERIPRISE FINANCIAL INC (31.1K shares), Private Advisor Group, LLC (26.6K shares), WEDBUSH SECURITIES INC (22.9K shares), UNITED CAPITAL FINANCIAL ADVISERS, LLC (16.1K shares), LPL Financial LLC (13.3K shares), IFP Advisors, Inc (10K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (8.39K shares), Commonwealth Equity Services, Inc (7.38K shares), and Concert Wealth Management Inc. (4.67K shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.