Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
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Number of holders
-
207
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Total 13F shares, excl. options
-
43.8M
-
Shares change
-
-14.6M
-
Total reported value, excl. options
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$433M
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Value change
-
-$150M
-
Put/Call ratio
-
32.2
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Number of buys
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103
-
Number of sells
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-107
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Price
-
$9.90
Significant Holders of PROSPECT CAPITAL CORP - COM (PSEC) as of Q3 2014
255 filings reported holding PSEC - PROSPECT CAPITAL CORP - COM as of Q3 2014.
PROSPECT CAPITAL CORP - COM (PSEC) has 207 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 43.8M shares
.
Largest 10 shareholders include UBS AG (5.4M shares), CITY NATIONAL BANK (5.1M shares), MORGAN STANLEY (2.2M shares), Advisors Asset Management, Inc. (2.17M shares), BlackRock Group LTD (1.61M shares), Invesco Ltd. (1.46M shares), Varde Management, L.P. (1.45M shares), BANK OF AMERICA CORP /DE/ (1.21M shares), TRUSTMARK NATIONAL BANK TRUST DEPARTMENT (1.06M shares), and GOLDMAN SACHS GROUP INC (977K shares).
This table shows the top 207 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.