Q4 2016 13F Holders as of 12/31/2016
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Type / Class
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Equity / Common Stock
-
Shares outstanding
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21.6M
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Number of holders
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9
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Total shares
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229K
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Shares change
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+17.4K
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Total reported value, excl. options
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$4.33M
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Value change
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+$316K
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Number of buys
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5
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Number of sells
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-4
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Price
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$18.89
Significant Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q4 2016
9 filings reported holding RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock as of Q4 2016.
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 229K shares
of 21.6M outstanding shares and own 1.06% of the company stock.
Largest 10 shareholders include WSFS CAPITAL MANAGEMENT, LLC (60.8K shares), WELLS FARGO & COMPANY/MN (59.7K shares), RAYMOND JAMES & ASSOCIATES (40.1K shares), Shaker Financial Services, LLC (31.7K shares), FIRST FOUNDATION ADVISORS (15K shares), UBS Group AG (14.4K shares), ROYAL BANK OF CANADA (5.99K shares), MORGAN STANLEY (1.4K shares), Tower Research Capital LLC (TRC) (240 shares), and KCG HOLDINGS, INC. (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.