Q3 2017 13F Holders as of 9/30/2017
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Type / Class
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Equity / Common Stock
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Shares outstanding
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21.6M
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Number of holders
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12
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Total shares
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296K
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Shares change
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-141K
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Total reported value, excl. options
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$6.1M
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Value change
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-$2.87M
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Number of buys
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10
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Number of sells
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-4
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Price
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$20.60
Significant Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q3 2017
12 filings reported holding RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock as of Q3 2017.
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) has 12 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 296K shares
of 21.6M outstanding shares and own 1.37% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (113K shares), WSFS CAPITAL MANAGEMENT, LLC (60.2K shares), RAYMOND JAMES & ASSOCIATES (54.6K shares), UBS Group AG (25.3K shares), NOMURA HOLDINGS INC (10K shares), CWA Asset Management Group, LLC (10K shares), ROYAL BANK OF CANADA (7.23K shares), SIT INVESTMENT ASSOCIATES INC (6.26K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (3.7K shares), and MORGAN STANLEY (2.82K shares).
This table shows the top 12 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.