Q3 2019 13F Holders as of 9/30/2019
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
21.6M
-
Number of holders
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22
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Total shares
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898K
-
Shares change
-
+186K
-
Total reported value, excl. options
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$15.5M
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Value change
-
+$3.21M
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Number of buys
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14
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Number of sells
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-8
-
Price
-
$17.28
Significant Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q3 2019
22 filings reported holding RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock as of Q3 2019.
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) has 22 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 898K shares
of 21.6M outstanding shares and own 4.16% of the company stock.
Largest 10 shareholders include CREDIT SUISSE AG/ (157K shares), ROYAL BANK OF CANADA (115K shares), CSS LLC/IL (111K shares), MORGAN STANLEY (92.5K shares), RAYMOND JAMES & ASSOCIATES (81.4K shares), WELLS FARGO & COMPANY/MN (74K shares), Baird Financial Group, Inc. (40.7K shares), WSFS CAPITAL MANAGEMENT, LLC (36.6K shares), NATIONS FINANCIAL GROUP INC, /IA/ /ADV (30.7K shares), and UBS Group AG (24.2K shares).
This table shows the top 22 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.