Q4 2019 13F Holders as of 12/31/2019
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
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21.6M
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Number of holders
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26
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Total shares
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2.01M
-
Shares change
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+949K
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Total reported value, excl. options
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$32.7M
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Value change
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+$15.3M
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Number of buys
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18
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Number of sells
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-9
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Price
-
$16.32
Significant Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q4 2019
26 filings reported holding RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock as of Q4 2019.
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.01M shares
of 21.6M outstanding shares and own 9.3% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (714K shares), CSS LLC/IL (439K shares), TRANSCEND WEALTH COLLECTIVE, LLC (135K shares), ROYAL BANK OF CANADA (122K shares), RAYMOND JAMES & ASSOCIATES (102K shares), Mariner Investment Group LLC (50.5K shares), Baird Financial Group, Inc. (49K shares), WELLS FARGO & COMPANY/MN (44.3K shares), MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV (39.9K shares), and Yakira Capital Management, Inc. (39.4K shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.