Q3 2020 13F Holders as of 9/30/2020
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
21.6M
-
Number of holders
-
24
-
Total shares
-
1.75M
-
Shares change
-
+8.12K
-
Total reported value, excl. options
-
$25.1M
-
Value change
-
+$93.8K
-
Number of buys
-
11
-
Number of sells
-
-16
-
Price
-
$14.33
Significant Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q3 2020
24 filings reported holding RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock as of Q3 2020.
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) has 24 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.75M shares
of 21.6M outstanding shares and own 8.12% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (796K shares), Janney Montgomery Scott LLC (171K shares), ROYAL BANK OF CANADA (140K shares), BANK OF AMERICA CORP /DE/ (94.2K shares), ADVISOR GROUP HOLDINGS, INC. (74K shares), Baird Financial Group, Inc. (49.9K shares), MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV (48.3K shares), RAYMOND JAMES & ASSOCIATES (42.7K shares), Shaker Financial Services, LLC (40.7K shares), and NATIONS FINANCIAL GROUP INC, /IA/ /ADV (40.1K shares).
This table shows the top 24 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.