Q3 2021 13F Holders as of 9/30/2021
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Type / Class
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Equity / Common Stock
-
Shares outstanding
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21.6M
-
Number of holders
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32
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Total shares
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2.06M
-
Shares change
-
+122K
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Total reported value, excl. options
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$35M
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Value change
-
+$2.07M
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Number of buys
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16
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Number of sells
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-11
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Price
-
$17.00
Significant Holders of RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) as of Q3 2021
32 filings reported holding RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock as of Q3 2021.
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.06M shares
of 21.6M outstanding shares and own 9.53% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.12M shares), Janney Montgomery Scott LLC (117K shares), ROYAL BANK OF CANADA (106K shares), ADVISOR GROUP HOLDINGS, INC. (77K shares), Baird Financial Group, Inc. (62.8K shares), NATIONS FINANCIAL GROUP INC, /IA/ /ADV (55K shares), COMMONWEALTH EQUITY SERVICES, LLC (44.3K shares), SeaCrest Wealth Management, LLC (40.7K shares), MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV (36.9K shares), and SIT INVESTMENT ASSOCIATES INC (32.4K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.