Rocky Mountain Chocolate Factory, Inc. - Common Stock, par value $0.001 per share (RMCF) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2015 to Q4 2025

Type / Class
Equity / Common Stock, par value $0.001 per share
Symbol
RMCF on Nasdaq
Shares outstanding
9,316,770
Price per share
$1.90
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
2,603,107
Total reported value
$4,138,972
% of total 13F portfolios
0%
Share change
-244,837
Value change
-$363,739
Number of holders
23
Price from insider filings
$1.90
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Rocky Mountain Chocolate Factory, Inc. - Common Stock, par value $0.001 per share (RMCF) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
GLOBAL VALUE INVESTMENT CORP. 21% $3,106,626 1,966,219 Global Value Investment Corporation 18 Dec 2025
ARM-D ROCKY Mountain Chocolate Holdings LLC 16% $2,370,000 1,500,000 ARM-D Rocky Mountain Chocolate Holdings LLC 18 Dec 2025
Wax Asset Management, LLC 5.2% $451,655 396,189 Wax Asset Management, LLC 31 Dec 2024
Radoff Bradley Louis 4.6% $448,686 356,100 Radoff Bradley Louis 16 Sep 2025
RENAISSANCE TECHNOLOGIES LLC 4.2% $361,356 316,979 Renaissance Technologies LLC 30 Sep 2024
FMR LLC 0% $763 669 FMR LLC 31 Mar 2025

As of 30 Sep 2025, 23 institutional investors reported holding 2,603,107 shares of Rocky Mountain Chocolate Factory, Inc. - Common Stock, par value $0.001 per share (RMCF). This represents 28% of the company’s total 9,316,770 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Rocky Mountain Chocolate Factory, Inc. - Common Stock, par value $0.001 per share (RMCF) together control 28% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
GLOBAL VALUE INVESTMENT CORP. 19% 1,802,307 +1.4% 4.7% $2,865,668
RENAISSANCE TECHNOLOGIES LLC 3.2% 298,218 -1.3% 0% $474,167
WEALTHEDGE INVESTMENT ADVISORS, LLC 1.1% 102,140 -15% 0.06% $162,403
DIMENSIONAL FUND ADVISORS LP 1.1% 98,796 -2.5% 0% $157,086
VANGUARD GROUP INC 1% 97,457 -51% 0% $154,957
GEODE CAPITAL MANAGEMENT, LLC 0.55% 51,447 0% 0% $81,824
Leverty Financial Group, LLC 0.43% 40,371 0% 0.02% $64,190
Salvus Wealth Management, LLC 0.25% 23,567 +53% 0.02% $37,472
Allworth Financial LP 0.25% 23,500 0% 0% $37,365
CacheTech Inc. 0.19% 17,740 0% 0.01% $28,207
4WEALTH ADVISORS, INC. 0.17% 15,600 +9.7% 0.02% $24,804
BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.13% 12,500 -49% 0% $19,875
Redmond Asset Management, LLC 0.12% 11,035 0% 0% $17,546
Tower Research Capital LLC (TRC) 0.04% 4,022 +44% 0% $6,395
MORGAN STANLEY 0.01% 1,224 0% 0% $1,948
CITIGROUP INC 0.01% 1,004 +100300% 0% $1,596
COMERICA BANK 0.01% 1,000 0% 0% $1,590
BANK OF AMERICA CORP /DE/ 0.01% 720 -1.1% 0% $1,145
WELLS FARGO & COMPANY/MN 0% 323 0% 0% $514
JONES FINANCIAL COMPANIES LLLP 0% 100 0% $163
AdvisorNet Financial, Inc 0% 21 0% 0% $33
BARCLAYS PLC 0% 10 0% $16
SBI Securities Co., Ltd. 0% 5 -38% 0% $8
CITADEL ADVISORS LLC 0% 0 -100% $0
UBS Group AG 0% 0 -100% $0

Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock, par value $0.001 per share (RMCF) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 63,938 $121,482 $1.90 2
2025 Q3 2,603,107 $4,138,972 -$363,739 $1.59 23
2025 Q2 2,847,944 $4,062,241 -$89,748 $1.41 23
2025 Q1 2,912,116 $3,555,976 -$704,980 $1.22 25
2024 Q4 3,481,681 $8,402,501 +$299,764 $2.42 23
2024 Q3 1,445,368 $2,890,763 -$34,727 $2.00 19
2024 Q2 1,465,122 $3,223,300 +$32,416 $2.20 21
2024 Q1 1,450,001 $5,249,392 -$35,422 $3.62 20
2023 Q4 1,452,988 $6,675,807 -$11,152 $4.60 20
2023 Q3 1,456,169 $6,964,095 -$67,861 $4.76 22
2023 Q2 1,468,561 $7,906,168 -$163,280 $5.35 20
2023 Q1 1,499,062 $7,986,404 -$635,626 $5.30 24
2022 Q4 1,619,178 $9,229,386 -$192,476 $5.70 21
2022 Q3 1,652,497 $9,929,000 -$77,618 $6.00 22
2022 Q2 1,665,533 $11,474,000 +$85,259 $6.89 18
2022 Q1 1,653,069 $12,385,000 -$160,070 $7.50 19
2021 Q4 1,673,537 $13,094,000 +$549,423 $7.80 18
2021 Q3 1,603,765 $11,866,000 +$28,066 $7.40 18
2021 Q2 1,599,999 $12,204,000 -$204,028 $7.61 16
2021 Q1 1,644,620 $8,658,000 +$61,664 $5.27 20
2020 Q4 1,632,241 $6,612,000 +$84,100 $4.05 17
2020 Q3 1,680,648 $4,503,000 -$886,381 $2.68 17
2020 Q2 2,002,445 $8,506,000 -$1,116,470 $4.25 20
2020 Q1 2,254,140 $10,812,000 -$1,853,707 $4.80 22
2019 Q4 2,469,697 $22,798,000 +$43,751 $9.24 27
2019 Q3 2,468,129 $23,021,000 -$44,723 $9.33 27
2019 Q2 2,461,081 $20,674,000 -$1,824,508 $8.40 24
2019 Q1 2,671,933 $24,098,000 +$468,697 $9.02 29
2018 Q4 2,621,530 $22,172,000 -$1,036,767 $8.50 31
2018 Q3 2,735,305 $28,033,820 +$799,188 $10.25 30
2018 Q2 2,652,754 $30,348,915 +$1,167,496 $11.44 31
2018 Q1 2,549,348 $30,664,962 +$2,087,586 $12.03 34
2017 Q4 2,379,713 $28,055,944 -$522,368 $11.79 33
2017 Q3 2,365,747 $27,948,946 +$928,396 $11.81 31
2017 Q2 2,301,281 $27,108,941 +$984,759 $11.77 33
2017 Q1 2,218,939 $25,027,000 +$781,755 $11.28 28
2016 Q4 2,182,925 $22,241,000 +$163,569 $10.19 34
2016 Q3 2,164,475 $22,672,000 +$155,733 $10.47 36
2016 Q2 2,149,934 $21,821,000 +$388,916 $10.14 36
2016 Q1 2,111,820 $21,479,000 -$839,768 $10.17 33
2015 Q4 2,188,055 $23,524,390 +$207,115 $10.75 28
2015 Q3 2,126,993 $23,928,000 +$251,484 $11.25 31
2015 Q2 2,092,091 $27,553,000 -$577,507 $13.17 30
2015 Q1 2,143,154 $29,877,000 +$29,876,977 $13.96 30