ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
RVT on NYSE
Shares outstanding
119,293,082
Price per share
$16.10
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
34,875,366
Total reported value
$562,363,412
% of total 13F portfolios
0%
Share change
+1,029,273
Value change
+$17,286,679
Number of holders
194
Price from insider filings
$16.10
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
BANK OF AMERICA CORP /DE/ 4.9% -4% $95,396,292 -$58,132 5,845,361 -0.06% BANK OF AMERICA CORP /DE/ 30 Sep 2025

As of 30 Sep 2025, 194 institutional investors reported holding 34,875,366 shares of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT). This represents 29% of the company’s total 119,293,082 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) together control 25% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BANK OF AMERICA CORP /DE/ 4.9% 5,828,553 -7.4% 0.01% $94,014,567
MORGAN STANLEY 4.8% 5,732,538 -4.6% 0.01% $92,465,862
RAYMOND JAMES FINANCIAL INC 2.4% 2,855,200 -10% 0.01% $46,054,375
LPL Financial LLC 1.7% 2,062,621 +0.83% 0.01% $33,270,074
WELLS FARGO & COMPANY/MN 1.5% 1,747,211 -5.8% 0.01% $28,182,509
ROYAL BANK OF CANADA 1.3% 1,585,032 +0.79% 0% $25,567,000
Saba Capital Management, L.P. 1.2% 1,404,173 0.75% $22,649,310
STIFEL FINANCIAL CORP 0.66% 783,968 +3.9% 0.01% $12,645,470
Janney Montgomery Scott LLC 0.64% 768,215 +11% 0.03% $12,391,000
UBS Group AG 0.58% 693,635 -1.2% 0% $11,188,333
Cornerstone Advisors, LLC 0.57% 685,519 +476% 0.36% $11,057,421
Waterfront Wealth Inc. 0.57% 679,108 +41% 2.2% $10,785,785
RIVERNORTH CAPITAL MANAGEMENT, LLC 0.5% 596,845 +4554% 0.55% $9,627,109
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.47% 563,372 +14% 1.4% $9,087,197
LAZARD ASSET MANAGEMENT LLC 0.46% 549,864 -1.1% 0.01% $8,869,306
Modern Wealth Management, LLC 0.43% 508,809 -1% 0.16% $8,207,091
GUGGENHEIM CAPITAL LLC 0.36% 434,054 -5.7% 0.05% $7,001,291
Advisors Asset Management, Inc. 0.28% 336,820 -32% 0.09% $5,432,907
Shaker Financial Services, LLC 0.24% 289,696 -50% 1.6% $4,672,797
CAPTRUST FINANCIAL ADVISORS 0.23% 271,779 +0.35% 0.01% $4,383,803
OSAIC HOLDINGS, INC. 0.22% 266,055 -2.8% 0.01% $4,274,537
D.A. DAVIDSON & CO. 0.2% 237,676 +7.9% 0.02% $3,833,717
ROTHSCHILD INVESTMENT LLC 0.19% 223,693 +10% 0.2% $3,608,161
OPPENHEIMER & CO INC 0.18% 217,834 +3.3% 0.04% $3,513,662
Allspring Global Investments Holdings, LLC 0.16% 192,339 +4.1% 0% $3,102,428

Institutional Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,008,193 $16,239,735 -$1,382,265 $16.10 24
2025 Q3 34,875,366 $562,363,412 +$17,286,679 $16.13 194
2025 Q2 33,820,529 $508,991,572 +$13,755,976 $15.05 186
2025 Q1 32,941,094 $469,024,266 +$19,835,430 $14.24 182
2024 Q4 31,714,247 $501,223,361 +$16,419,602 $15.80 183
2024 Q3 30,674,230 $481,589,393 +$4,053,728 $15.70 180
2024 Q2 30,528,111 $441,742,852 +$5,473,628 $14.47 172
2024 Q1 29,891,108 $453,216,996 -$6,466,698 $15.17 166
2023 Q4 29,513,349 $429,703,059 +$9,875,688 $14.56 163
2023 Q3 28,633,445 $368,418,526 +$12,443,246 $12.87 157
2023 Q2 27,560,743 $380,497,773 +$5,430,270 $13.80 156
2023 Q1 27,186,227 $368,957,756 -$4,706,929 $13.57 162
2022 Q4 27,568,780 $365,878,505 +$6,395,660 $13.26 159
2022 Q3 27,048,472 $340,006,464 -$5,457,085 $12.55 145
2022 Q2 21,140,152 $295,592,583 -$5,058,604 $13.97 139
2022 Q1 28,931,769 $491,196,848 -$43,194,097 $16.99 144
2021 Q4 31,269,505 $612,580,458 -$14,027,451 $19.59 160
2021 Q3 31,580,428 $569,298,387 -$5,250,854 $18.02 153
2021 Q2 31,842,854 $604,266,911 +$1,174,064 $18.97 163
2021 Q1 31,791,962 $575,814,870 +$63,655,359 $18.11 158
2020 Q4 28,105,711 $453,764,929 +$25,109,910 $16.14 149
2020 Q3 26,325,759 $332,898,739 +$17,240,095 $12.64 138
2020 Q2 19,810,784 $248,397,099 +$30,332,234 $12.54 129
2020 Q1 22,089,600 $213,765,468 -$12,842,429 $9.67 135
2019 Q4 22,487,118 $332,112,197 +$3,489,926 $14.77 136
2019 Q3 22,111,713 $304,223,955 +$8,368,540 $13.76 131
2019 Q2 21,521,411 $299,527,081 -$5,048,181 $13.92 136
2019 Q1 22,321,995 $307,012,659 +$16,341,821 $13.76 144
2018 Q4 21,387,848 $252,377,434 -$12,090,819 $11.80 139
2018 Q3 21,400,797 $349,777,346 +$34,706,633 $16.35 117
2018 Q2 19,290,597 $304,772,356 -$5,193,508 $15.80 120
2018 Q1 15,269,981 $238,077,285 -$3,866,917 $15.56 127
2017 Q4 19,805,676 $320,210,165 -$4,524,095 $16.17 119
2017 Q3 15,870,737 $250,390,000 -$12,162,740 $15.79 108
2017 Q2 20,873,846 $304,569,381 -$14,312,728 $14.59 116
2017 Q1 21,868,691 $306,176,352 -$23,170,443 $14.00 113
2016 Q4 23,610,728 $316,101,790 -$1,780,029 $13.39 127
2016 Q3 23,648,162 $299,387,171 -$10,857,340 $12.66 119
2016 Q2 24,677,028 $290,712,103 +$1,555,447 $11.77 123
2016 Q1 23,933,269 $280,220,489 +$14,358,298 $11.71 125
2015 Q4 22,907,015 $269,570,189 +$33,303,365 $11.77 119
2015 Q3 19,632,790 $225,797,315 +$7,881,147 $11.50 105
2015 Q2 18,742,661 $258,441,386 -$3,885,825 $13.79 97
2015 Q1 18,939,275 $271,187,065 -$2,334,764 $14.32 98
2014 Q4 19,105,284 $273,776,800 -$3,353,009 $14.33 110
2014 Q3 19,363,501 $280,735,681 -$7,130,412 $14.50 105
2014 Q2 19,836,758 $317,384,601 -$13,720,259 $16.00 102
2014 Q1 20,681,442 $325,266,244 +$17,314,948 $15.73 105