Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM NEW
-
Total 13F shares
-
1,082,547
-
Share change
-
-13,619
-
Total reported value
-
$17,347,000
-
Price per share
-
$16.02
-
Number of holders
-
13
-
Value change
-
-$207,268
-
Number of buys
-
6
-
Number of sells
-
9
Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q3 2014
As of 30 Sep 2014,
SARATOGA INVESTMENT CORP. - COM NEW (SAR) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,082,547 shares.
The largest 10 holders included
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., Raging Capital Management, LLC, BANK OF AMERICA CORP /DE/, DIALECTIC CAPITAL MANAGEMENT, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Foundry Partners, LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, Relative Value Partners, LLC, Legal & General Group Plc, and UBS AG.
This page lists
13
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.