Q4 2014 13F Holders as of 31 Dec 2014
-
Type / Class
-
Equity / COM NEW
-
Total 13F shares
-
1,061,821
-
Share change
-
-87,708
-
Total reported value
-
$15,766,000
-
Price per share
-
$14.85
-
Number of holders
-
14
-
Value change
-
-$1,608,190
-
Number of buys
-
10
-
Number of sells
-
3
Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q4 2014
As of 31 Dec 2014,
SARATOGA INVESTMENT CORP. - COM NEW (SAR) was held by
14 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,061,821 shares.
The largest 10 holders included
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., BANK OF AMERICA CORP /DE/, DIALECTIC CAPITAL MANAGEMENT, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Foundry Partners, LLC, CUE FINANCIAL GROUP, INC., Relative Value Partners, LLC, MORGAN STANLEY, CONFLUENCE INVESTMENT MANAGEMENT LLC, and Legal & General Group Plc.
This page lists
14
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.