Q3 2015 13F Holders as of 30 Sep 2015
-
Type / Class
-
Equity / COM NEW
-
Total 13F shares
-
1,193,225
-
Share change
-
+174,447
-
Total reported value
-
$19,276,000
-
Price per share
-
$16.15
-
Number of holders
-
17
-
Value change
-
+$2,802,539
-
Number of buys
-
14
-
Number of sells
-
2
Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q3 2015
As of 30 Sep 2015,
SARATOGA INVESTMENT CORP. - COM NEW (SAR) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,193,225 shares.
The largest 10 holders included
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., RIVERNORTH CAPITAL MANAGEMENT, LLC, DIALECTIC CAPITAL MANAGEMENT, LP, Foundry Partners, LLC, Relative Value Partners Group, LLC, CUE FINANCIAL GROUP, INC., MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE, AMERIPRISE FINANCIAL INC, MORGAN STANLEY, and LADENBURG THALMANN FINANCIAL SERVICES INC.
This page lists
17
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.