Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM NEW
-
Total 13F shares
-
993,191
-
Share change
-
-156,533
-
Total reported value
-
$17,714,430
-
Price per share
-
$17.84
-
Number of holders
-
22
-
Value change
-
-$2,667,778
-
Number of buys
-
13
-
Number of sells
-
9
Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q3 2016
As of 30 Sep 2016,
SARATOGA INVESTMENT CORP. - COM NEW (SAR) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
993,191 shares.
The largest 10 holders included
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., Relative Value Partners Group, LLC, WEBER ALAN W, Foundry Partners, LLC, CUE FINANCIAL GROUP, INC., RIVERNORTH CAPITAL MANAGEMENT, LLC, MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE, FIRST REPUBLIC INVESTMENT MANAGEMENT, INC., LADENBURG THALMANN FINANCIAL SERVICES INC, and Legal & General Group Plc.
This page lists
22
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.