SARATOGA INVESTMENT CORP. - COM NEW (SAR)

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / COM NEW
Total 13F shares
967,601
Share change
+4,345
Total reported value
$20,973,912
Price per share
$21.68
Number of holders
20
Value change
+$179,826
Number of buys
15
Number of sells
5

Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q1 2017

As of 31 Mar 2017, SARATOGA INVESTMENT CORP. - COM NEW (SAR) was held by 20 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 967,601 shares. The largest 10 holders included BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., LADENBURG THALMANN FINANCIAL SERVICES INC., CUE FINANCIAL GROUP, INC., MILLENNIUM MANAGEMENT LLC, MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE, FIRST REPUBLIC INVESTMENT MANAGEMENT, INC., WEBER ALAN W, Nuveen Fund Advisors, LLC, Legal & General Group Plc, and JPMORGAN CHASE & CO. This page lists 20 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.