Q4 2016 13F Holders as of 12/31/2016
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Type / Class
-
Equity / COMMON SHARES
-
Shares outstanding
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10.6M
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Number of holders
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28
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Total 13F shares, excl. options
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3.61M
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Shares change
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-691K
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Total reported value, excl. options
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$49.2M
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Value change
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-$9.53M
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Number of buys
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6
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Number of sells
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-20
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Price
-
$13.65
Significant Holders of SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) as of Q4 2016
29 filings reported holding SPE - SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES as of Q4 2016.
SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.61M shares
of 10.6M outstanding shares and own 34.07% of the company stock.
Largest 10 shareholders include Relative Value Partners Group, LLC (1.9M shares), SIT INVESTMENT ASSOCIATES INC (376K shares), Ancora Advisors, LLC (293K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (227K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (225K shares), CSS LLC/IL (189K shares), Horizon Kinetics LLC (81.3K shares), Thomas J. Herzfeld Advisors, Inc. (71.1K shares), Shaker Financial Services, LLC (61.5K shares), and Winning Points Advisors, LLC (44.2K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.