Q3 2019 13F Holders as of 9/30/2019
-
Type / Class
-
Equity / COMMON SHARES
-
Shares outstanding
-
10.6M
-
Number of holders
-
26
-
Total 13F shares, excl. options
-
4.16M
-
Shares change
-
-6.46K
-
Total reported value, excl. options
-
$59.2M
-
Value change
-
-$96.7K
-
Number of buys
-
9
-
Number of sells
-
-9
-
Price
-
$14.24
Significant Holders of SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) as of Q3 2019
26 filings reported holding SPE - SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES as of Q3 2019.
SPECIAL OPPORTUNITIES FUND, INC. - COMMON SHARES (SPE) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.16M shares
of 10.6M outstanding shares and own 39.28% of the company stock.
Largest 10 shareholders include Relative Value Partners Group, LLC (2.03M shares), SIT INVESTMENT ASSOCIATES INC (558K shares), Shaker Financial Services, LLC (375K shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (307K shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (241K shares), CSS LLC/IL (223K shares), Ancora Advisors, LLC (95.2K shares), SCOTIA CAPITAL INC. (51.3K shares), Private Advisor Group, LLC (49K shares), and GEODE CAPITAL MANAGEMENT, LLC (37.9K shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.